0001135102-12-000002.txt : 20120120
0001135102-12-000002.hdr.sgml : 20120120
20120120115408
ACCESSION NUMBER: 0001135102-12-000002
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20120120
DATE AS OF CHANGE: 20120120
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: DERMA SCIENCES, INC.
CENTRAL INDEX KEY: 0000892160
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 232328753
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-52013
FILM NUMBER: 12536241
BUSINESS ADDRESS:
STREET 1: 214 CARNEGIE CENTER, SUITE 300
CITY: PRINCETON
STATE: NJ
ZIP: 08540
BUSINESS PHONE: 6095144744
MAIL ADDRESS:
STREET 1: 214 CARNEGIE CENTER, SUITE 300
CITY: PRINCETON
STATE: NJ
ZIP: 08540
FORMER COMPANY:
FORMER CONFORMED NAME: DERMA SCIENCES INC
DATE OF NAME CHANGE: 19940513
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: POPPEL HARVEY L
CENTRAL INDEX KEY: 0001135102
FILING VALUES:
FORM TYPE: SC 13G
MAIL ADDRESS:
STREET 1: 110 EL MIRASOL
CITY: PALM BEACH
STATE: FL
ZIP: 33480
SC 13G
1
dsci13g011912.txt
ANNUAL FILINF
SC 13G SCHEDULE 13G
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
DERMA SCIENCES, INC (Name of Issuer)
COMMON STOCK
(Title of Class of Securities)
249827502
(CUSIP Number)
HARVEY L. POPPEL
110 EL MIRASOL
PALM BEACH, FL 33480
561-653-8000
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
DECEMBER 31, 2011
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant
to which this Schedule is filed:
X Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)
* The remainder of this cover page shall be filled out
for a reporting persons
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which
would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall
not be deemed to be filed for the purpose of Section 18 of the
Securities Exchange Act of 1934 (Act) or otherwise
subject to the liabilities of that
Section of the Act but shall be subject to all other
provisions of the Act
(however, see the Notes).
1 NAME OF REPORTING PERSONS
HARVEY L. POPPEL
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x (1)
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Florida, United States of America
5 SOLE VOTING POWER
0
6 SHARED VOTING POWER
458,292 (2)
7 SOLE DISPOSITIVE POWER
0
8 SHARED DISPOSITIVE POWER
458,292 (2)
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
458,292 (2)
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
o
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.3% (3)
12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
(1) This Schedule 13G is filed by Harvey L. Poppel
on behalf of Harvey L. Poppel 2002 Trust,
Harvey L. Poppel IRA, Emily A. Poppel 2002 Trust, Emily A. Poppel
IRA, and Poptech, LP Family Limited Partnership controlled by
Harvey L. & Emily A. Poppel.
Harvey L. Poppel expressly disclaims status as a group
for purposes of this Schedule 13G.
(2) These shares are held directly by Harvey L Poppel 2002 Trust,
Harvey L. Poppel IRA, Emily A. Poppel 2002 Trust, Emily A. Poppel
IRA, and Poptech, LP a Family Limited Partnership controlled by
Harvey L. and Emily A. Poppel
who are the sole members of Poptech, LLC.
Poptech, LLC is the sole General Partner of Poptech, LP. Poptech,
LLC does not directly owns any securities of the Issuer.
Poptech, LLC may be deemed to have shared power to vote or direct
the vote of, and to dispose or direct the disposition of, the securities
of the Issuer held by Poptech, LP but disclaim beneficial ownership
except to their pecuniary interest therein.
(3) This percentage is calculated based upon 10,577,632 shares
of the
Issuers common stock outstanding
as of September 30, 2011
and 66,666 unexercised warrants owned by Harvey L. Poppel IRA
and 12,121 unexercised warrants owned by Poptech, LP.
Item 1(a) Name of Issuer
Derma Sciences, Inc.
Item 1(b) Address of Issuers Principal Executive Offices
214 Carnegie Center, Suite 300,
Princeton, New Jersey 08540
Item 2(a) Name of Person Filing
Harvey L. Poppel
Item 2(b) Address of Principal Business Office or, if none, Residence
110 El Mirasol
Palm Beach, FL 33480
Item 2(c) Citizenship
Florida, United States of America
Item 2(d) Title of Class of Securities
Common Stock
Item 2(e) CUSIP Number
249827502
Item 3 Not applicable.
Item 4 Ownership
Shares Sole
Held Voting
Directly Power
HARVEY L. POPPEL 2002 TRUST 12,605 0
HARVEY L. POPPEL IRA 387,224(3) 0
EMILY A. POPPEL 2002 TRUST 500 0
EMILY A. POPPEL IRA 5,500 0
POPTECH, LP 45,463(4) 0
Shared Sole
Voting Dispositive
Power (1) Power
HARVEY L. POPPEL 2002 TRUST 458,492 0
HARVEY L. POPPEL IRA 458,492 0
EMILY A. POPPEL 2002 TRUST 458,492 0
EMILY A. POPPEL IRA 458,492 0
POPTECH, LP 458,492 0
Shared
Dispositive Beneficial
Power (1) Ownership (1)% of Class(2)
HARVEY L. POPPEL 2002 TRUST 458,492 458,492 4.3%
HARVEY L. POPPEL IRA 458,492 458,492 4.3%
EMILY A. POPPEL 2002 TRUST 458,492 458,492 4.3%
EMILY A. POPPEL IRA 458,492 458,492 4.3%
POPTECH, LP 458,492 458,492 4.3%
(1) These shares are held directly by Harvey L Poppel 2002 Trust,
Harvey L. Poppel IRA, Emily A. Poppel 2002 Trust, Emily A. Poppel IRA,
and Poptech, LP a Family Limited Partnership controlled by
Harvey L. and Emily A. Poppel
who are the sole members of Poptech, LLC.
Poptech, LLC is the sole General Partner of Poptech, LP. Poptech, LLC
does not directly owns any securities of the Issuer.
Poptech, LLC may be deemed to have shared power to vote or direct
the vote of, and to dispose or direct the disposition of, the securities
of the Issuer held by Poptech, LP but disclaim beneficial ownership
except to their pecuniary interest therein.
(2) This percentage is calculated based upon 10,577,632 shares of the Issuers
common stock outstanding as of September 30, 2011 and 66,666 unexercised
warrants owned by Harvey L. Poppel IRA
and 12,121 unexercised warrants owned by Poptech, LP.
(3) Includes 66,666 unexercised warrants at $5.50/share
(4) Includes 12,121 unexercised warrants at $9.90/share
Item 5 Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof
the reporting person has ceased to be the beneficial owner of more than
five percent of the class of securities, check the following--Yes
Item 6 Ownership of More than Five Percent of Another Person
Not applicable.
Item 7 Identification and Classification of the Subsidiary which Acquired
the Security Being Reported on by the Parent Holding Company
Not applicable.
Item 8 Identification and Classification of Members of the Group
Not applicable.
Item 9 Notice of Dissolution of Group
Not applicable.
Item 10 Certification
By signing below, I certify that, to the best of my knowledge and belief,
the securities referred to above were not acquired and are not held
for the purpose of or with the effect of changing or influencing the control
of the issuer of the securities and were not acquired and are not held in
connection with or as a participant in any transaction having that purpose
or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true,
complete and correct.
EXECUTED this 20th day of January, 2012
HARVEY L. POPPEL
By: HARVEY L. POPPEL